FINRA

Backup, Archiving, eDiscovery & Recovery for Financial Services

In 2007 The Financial Industry Regulatory Authority (FINRA) was formed by consolidating redundant rules under NASD and NYSE. Under NASD 3510, members are required to maintain business continuity and contingency plans to satisfy obligations to clients in the event of an emergency or outage. A key component to any business continuity plan, Vault America Hybrid Cloud Data Protection & Availability services fulfill the requirements of FINRA as they relate to data backup, offsite storage, and contingency planning.

While FINRA specifically requires business continuity plans to include backup and recovery for books and records, any good business continuity plan includes secure data backup, offsite storage with instant access, data replication, and the assurance of reliable, speedy recovery.

The Vault America Hybrid Cloud Backup & Recovery, Email & Information Archiving, and eDiscovery services feature built-in access controls, audit logs, and an infrastructure that ensures compliance with FINRA regulations. Whether data requires retentions of seven days or seven years, all data processing documented and stamped with both time and date. Detailed reporting provides clear insight with an audit trail of all backup activity.

With end-to-end encryption and immediate access to backed-up data, Vault America ensures high levels of security and availability for business-critical data.


Vault America is a proud participant in FINRA’s Preferred Pricing Program. FINRA’s Preferred Pricing Program assists firms’ compliance efforts by finding, reviewing, and making third-party tools and services available to firms at discounted prices.  These tools and services are provided solely as a convenience to firms. FINRA does not endorse these products and firms are not obligated to use them. Their use does not ensure compliance with FINRA rules or other regulations or laws.  Firms should perform their own due diligence, including technical and financial reviews, before making any vendor decisions. FINRA does not receive compensation from companies participating in the Preferred Pricing Program.   

As a leading provider of industry compliant data protection and availability services Vault America specializes in on-site and cloud data backup, data recovery, email backup, email archiving, eDiscovery, email recovery, secure file sync and share, disaster recovery, and business continuity solutions.

Helping businesses of all sizes comply with electronic security regulations which mandate safeguards surrounding the backup, privacy, archiving and availability of sensitive information, Vault America will customize a solution for your organization without long-term contracts and excessive volume or revenue commitments.

Services feature immediate access to data, end-to-end encryption, built-in access controls, and detailed reporting providing clear insight with an audit trail of all activity.  Enabling businesses to defeat ransomware attacks while providing high levels of data security and a letter of attestation supports compliance with industry regulations. 

FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.  

Free Trial

Sign up for a 30-day free trial. No commitment.


Pricing

Get your free quote now with our instant quote generator.